, focuses on the additional objective of the CMDF establishment ? permission for the CMDF to give financial support for the SET as deemed necessary to ensure the bourse's ability to maintain its
/hearing. Stakeholders and interested parties are welcome to give comments and suggestions via SEC’s website, or telephone at 1207, 0-2033-9999, or facsimile at 0-2033-9660 or email: varinkan@sec.or.th
. The consultation paper can be found at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to make comments and give suggestions via SEC’s website, or facsimile at 0-2263-6203 or 0
of the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be
permitted to be placed as collateral to increase purchasing power of the customer.This will give the customers various investment alternatives and allow them to use securities to increase purchasing power
are welcome to give comments and suggestions via the SEC website: www.sec.or.th/hearing, or facsimile at 0-2033-9619, or email: weeruna@sec.or.th or yongyut@sec.or.th or leelanar@sec.or.th. The public
financial advisor (IFA) in the event of major changes; 2. Allow the remaining shares from a preferential public offering (PPO)* to be offered for sale through PP (equivalent to right offering (RO)) to give
having medium to high risk level without principal guarantee. He, additionally, did not give the client the fund prospectus before making the investment decision.Failure to inform the client of complete
from the one-year prohibition. This is to allow the offeror to make the tender offer within one year and give the securities holders of such business the opportunity to consider the offer. 2
for different risk levels and thus functions as a guideline for the business operators to give investors even more appropriate investment advices. At this juncture, the SEC wishes to invite all business