investment in unapproved digital assets ’ decision making; (4) None of the intermediaries or selling agents under the SEC supervision have been licensed to undertake digital asset businesses; (5) These ICOs

Online Submission CA - Download Forms / Manuals List of Registered Selling Agents No. Company Name Address Registered Date 1. BANGKOK BANK PUBLIC COMPANY LIMITED 333 SILOM ROAD, BANG RAK BANGKOK 10500 SI

their interests and on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN

Seller or its agents which consist of kitchen systems, utensils, electrical appliances, office equipment, furniture, decorations and tools used in Kitchen Plus; 4 (2) All rights and https

companies with clients who are securities companies under foreign law and acting as brokers or agents in trading or exchange of securities for others (inter-brokers) to additionally conduct a Know-Your

banks giving services as selling agents of investment units; and 5. Corporate Reform: To revise regulatory issuance guidelines to ensure that all rules and regulations are issued for necessary reasons and

information and acquiring assets of victims by claiming that they were agents of a securities companies which was not true, (2) building corporate image by using name similar to a bank?s initial which in fact

, suppliers and partners. More listed businesses in each province will benefit the growth of Thai capital market and economy. The Project participants have become change agents to raise awareness among local

for asset allocation advice. From the meeting, the SEC received useful comments and suggestions on regulatory issues, such as securities offering and selling agents, and the issues of financial literacy

? employees have represented themselves to the general public as gold futures trading agents of foreign companies. They have advertised and solicited investing public to open gold futures trading account and