past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market
country2.?เมื่อเดือนมิถุนายน 2559 ออสเตรเลีย ญี่ปุ่น เกาหลีใต้ นิวซีแลนด์ และไทย ได้ร่วมกันลงนามในบันทึกความร่วมมือ (Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds
Commission Malaysia in Kuala Lumpur, is the cooperation between ACMF and the International Capital Market Association (ICMA) to introduce ASEAN green bond standards that will be applied across capital markets
cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital
} as a securities investment consultant for two months, effective since?12 September 2017. In handling these cases, the SEC received KBANK's cooperation in reporting the relevant complaints and
soliciting companies are authorized by the SEC prior making investment decision.On August 2, 2011, the SEC in cooperation with the ECD Police led by Commander Pol.Maj.Gen. Kowit Wongrungroj, Deputy Commander
strategies. Assessment criteria must therefore be adjusted in response to the changing environment and be able to protect the rights of retail investors.The SEC is pleased to witness the cooperation between
the ASEAN region. The annual AARG meeting provides an effective platform to promote regional audit regulator and audit firm cooperation, whilst complementing efforts of the International Forum of
building for the Greater Mekong Sub-region (GMS) ? The cooperation will be a further step to the signing of memorandum of understanding and the establishment of a capital market forum to exchange knowledge