audit of financial statements to ensure that they are prepared in accordance with accounting standards. The Value of Audit Research Project aims to promote recognition of the value of audit among

Thienhom, SEC Deputy Secretary-General said that "In case of using customer trading order report in substitution for order ticket, the document must be prepared according to the SEC circular No. SEC.Thor

popularity among private sector as tools to raise fund from investors directly whereas the issuers must comply with certain qualification, such as having financial statements prepared in conformity to

Securities or Plain Debt Securities will be streamlined, as long as the Prospectus is prepared in accordance with the ASEAN Disclosure Standards. The Framework requires both Home and Host Authorities?? to

company's shares, had prepared and submitted incomplete and inaccurate information. The said information was material for identifying the persons who had taken benefits from having access to or learning of

significant  requirements have been added; for instance:- Shares publicly offered must be listed on the Stock Exchange of Thailand;- Regulatory mapping in the area of investor protection must be prepared

prepared incorrect accounts with intention to deceive others about those fraudulent actions, violated Sections 307, 308, 311 in conjunction with Section 313, and Section 312(2)(3) of the Securities and

 informed and to pay attention to the importance of personal data protection in order to boost public confidence and trustworthiness in Thai capital market. In addition, SEC has prepared our organization

so as for them to be well-prepared for the upcoming ASEAN Economic Community (AEC) in 2015. The SEC will create a venue for fund seekers, financial advisors, auditors, and investors (including venture

baht to the SEC Office on the date when such application for examination is filed. 3 Clause 4 The documents and evidence filed with the SEC Office under Clause 3 shall be prepared either in Thai or