1, 2022 to April 21, 2025, Merkle failed to comply with the rules, conditions and procedures as specified in the notification of the Securities and Exchange Commission. In this regard, Merkle’s 11
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, there were
/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht
to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 666,666.66 Baht SEC Act (before the fifth
disclosed to the public. 09/01/2026 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.33