Company Limited ("NEWS") by separating duties to executing buying or selling orders in a way of concealing and continuing, which caused the trading of such securities contradicted normal market
. Lada Taratipmont (deceased) colluded and divided duties with each other to sell and purchase Aira Capital Public Company Limited ("AIRA") shares continuously in a way of concealment so as to
Mrs. Lada Taratipmont (deceased) colluded and divided duties with each other to sell and purchase Aira Capital Public Company Limited ("AIRA") shares continuously in a way of concealment so
, and Mrs. Lada Taratipmont (deceased) colluded and divided duties with each other to sell and purchase Aira Capital Public Company Limited ("AIRA") shares continuously in a way of concealment
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, had duties to
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) had duties to prepare and submit the Complaint report of Q2/2023 within JULY 17
Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the
accordance with duties required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 13/03/2025