(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
providing channels for receiving human rights-related complaints and handling mechanisms. Additionally, KBank has arranged a series of trainings and communications on a regular basis to enhance employees
the 2nd ASEAN Corporate Governance Awards from Mr. Yang Berhormat Tuan Lim Guan Eng, the Malaysian Finance Minister, arranged by ASEAN Capital Markets Forum. The awards are given to organizations that
one time or several times, the determination of date and time of offer, sub-delegation, filing and disclosing relevant details to the Ministry of Commerce, the Securities and Exchange Commission
, the determination of date and time of offer, sub-delegation, filing and disclosing relevant details to the Ministry of Commerce, the Securities and Exchange Commission Thailand (SEC), the SET, and other
Multimedia Group Public Company Limited regarding the important condition precedents). As such, the Company could not disclose the information to the Stock Exchange of Thailand (the “SET”) to avoid disclosing
transactions with persons who may have a conflict of interest, disclose in the form of related party transactions to be executed. In this regard, the guideline for disclosing the objectives of fund spending
guideline for disclosing the objectives of fund spending shall be in accordance with the manual for disclosure of information in the registration statement for securities offering and the annual registration
Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Newly Issued Debt Securities, and such company having arranged for a credit rating and received an