it applies for the license. In addition, the applicant must operate the business in a way that promotes, supports, or is related to services of securities business. It must also have network accessible

admitted that he had been authorized by his clients to enter securities trading orders on the clients' behalf and then inform such client via mobile phone after the trades were executed.  {A} also admitted

also extend to conducting survey through "Nida Poll" on the issues of capital market, financial literacy and investment behavior as well as production and publication of academic researches and papers

regulator also discussed with Association of Investment Management Companies (AIMC) and Sasin Graduate Institute of Business Administration of Chulalongkorn University (Sasin) on the review on AIMC guideline

after falling victim to scams. The SEC also coordinated with social media platform providers to block accounts suspected of fraudulent investment content. The public should exercise caution and stay

performance must also be easy to understand and appropriately reflect the accuracy of the information;(2) Increasing flexibility in reporting financial statements of private funds by allowing reporting

par with international standards, including EU and US standards. The SEC has also completed most of its assessment on quality assurance of audit firms in accordance with international standards. (5) CG

204.0 million, decreased by THB 36.9 million or 15.3% from the prior period and also decreased by THB 38.2 million or 15.8% from the same period of prior year. It mainly decreased from revenue from

but will also promote the formation of common definitions relating to ESG, in which investment professionals can use as reference, leading to a common understanding. This is also in line with the

also advocate for the integration of these principles into business’s strategies and operations. Speaking at the signing ceremony, Mr. Renaud Meyer, Resident Representative of UNDP in Thailand said