funds and real estate investment trusts (REITs). In cases of infrastructure funds and REITs, in addition, the barring period will apply to the asset sellers or leasers taking roles of managing the fund
any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks
within December 31, 2013 must be for setting up of specific property fund only. In addition, a management company is required to submit to the SEC a due diligence certification.? Mr. Vorapol said.
seeking approval of investment analysts to pass examination on derivatives in addition to holding Certified Financial Planner (CFP) certification. Thai Bond Market Association bond dealer members will be
, and (4) the revision to the criteria for reporting conflicts of interest of company directors.? In addition, the proposal covers laying out of good practice guidelines for executing related party
of the financial statements. In addition, TIES neither compared the purchase and sale prices of the related party transactions to market prices, nor explained whether or not the price differences were
investment in PVD with additional choice for their retirement savings. In addition, equivalent tax benefits for PVD will apply to the transferred amount, if the specified conditions have been satisfied. The
accounting policy. Besides, the accounting system and internal controls regarding the construction cost reports were not followed which may affect the accuracy of the financial statements. In addition, TIES
reflects international recognition on solid foundation of Thai capital market. In addition, AMBIF initiative will help widen access to a variety of financial options for Thai businesses while staying cost