Receipts (No. 2) dated 10 July 2015 (effective on 20 July 2015). 5 approved person may offer the depositary receipts for sale within the permitted value without any restriction on the number of issues
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
the benefit from his suggestion.The SEC also found Vorapin sold 318,500 TUCC shares in her own securities trading account during July 27-28, 2011 in such a way that taking advantage of others by using
her choice for his or her comfort in the translation accuracy. Additionally, the statement must be certified by the interviewee in every process. In case of Mr. Nielsen, he brought his own translator
securities trading account of another person for her own or others? benefits in such a way that taking advantage of others. The selling was made by using material non-public information concerning a 129.83
behavior.On {A} case, her employer reported to the SEC that {A} failed to meet minimum educational requirements for her job. The SEC ' s further probe showed that she also failed to meet the SEC's requirements
Mrs. Wannee Chourkittisopon During 19 March 2020 to 21 March 2024, Mrs. Wannee Chourkittisopon, a director of Home Pottery public company limited (HPT), has changed her securities holding. In this
Mrs. Wannee Chourkittisopon During 1 March 2021 to 21 March 2024, Mrs. Wannee Chourkittisopon, a director of Home Pottery public company limited (HPT), has changed her securities holding. In this
Office of the Securities and Exchange Commission No. SorKhor/Nor. 37/2550 Re: Relaxation on Calculation and Announcement of Net Asset Value of Mutual Funds Investing in Equity Instruments Issued by PTT