ยศุกูก (ฉบับที่ ) -ไมมีผูแสดงความเห็น- 14. ขอเสนอแนะ/ขอสังเกตเพิ่มเติม ในแบบ 69-SUPPLEMENT ไมควรรวมถึงการ update งบการเงินเน่ืองจากในการยื่นแบบ 69-PRICING ในคร้ังถัดไป issuer จะตอง update ขอมูล
NAV ซึ่ง ตอง update และเปดเผยขอมูลสม่ําเสมอ (เหมือน MF ปกติ) - กรณีกองทุนเปด (Open-ended Fund) ตอง update หนังสือช้ีชวนใหมทุกป - รูปแบบ Trust Deed มีหัวขอเหมือนโครงการ MF แตเปนขอมูลแบบงาย
., BANGKAE, BANGKAE, BANGKOK, THAILAND. 10160 Tel: 02-455-2888 Fax: 02-455-2763 (“TRANSLATION”) TG 195/2560 November 8, 2017 Subject: Clarification of the Operating Result for the significant change - Update
Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
financial stability with capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least
capability and readiness to provide service and comply with rules prescribed by the SEC or of the Office and guidelines specified by derivatives broker. Such guideline shall at least include, internal control
guideline shall at least include, internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall between difference departments and staffs as well
specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among
derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective Chinese Wall among each departments
of conduct specified by derivatives broker. Such conduct shall specify at least include internal control system, information security system to prevent access from unauthorized person, and effective