issued or offered for sale in Thailand, unless otherwise prescribed by the SEC Office; (2) being an outbound product under the supervision of any of the following regulators and the trading of the outbound
in the arrest of two directors of CAI and the seizure of CAI’s assets for alleged money-laundering offences. The SEC has found that ERX (operating under the trade name ‘KuCoin Thailand’), which
Currently, the SEC regulates three types of bills, namely: 1) bills that are considered as securities, 2) bills that are considered as securities but under the exemption of regulations regarding
, including those from foreign countries, as they are not under the SEC’s supervision and may pose a risk of fraud and scams. Concurrently, the SEC urges event organizers to exercise caution when allowing
companies offering equities in Thailand. To begin with, the first category under the proposal covers primary listing where foreign companies offering equities and becoming listed firms only on the Stock
Company Limited (“BAY”). Being the person responsible for BAY’s operations, she failed to issue orders or omitted to perform her duties as required. This pertains to the case where BAY, acting as the
funds; (b) fund manager who performs duty of making investment decision or divesting of other assets other than infrastructure asset; (2) approval and performance of duty of personnel appointed under (1
without submitting an application for approval under Clause 12 if such person meets the following criteria: (1) being capable of operating investment management business legally under the law of the
Clause 12 if such person meets the following criteria: (1) being capable of operating investment management business legally under the law of the jurisdiction where such foreign person operates business