meeting results of the 3rd MCMC meeting hosted by the SEC recently in Pattaya City last month. Participated by the five Mekong countries ? Cambodia, Laos, Myanmar, Vietnam and Thailand, the meeting focused
’ loans, and focused mainly on borrowers with good track records, and existing low-risk customers. 2.2 Market Risk Management During this quarter, the Thai and US interest rates moved in accordance with the
companies on 30 October 2023 at the SEC Building. The meeting’s discussion focused on policy directions to enhance competitiveness in conjunction with the development of asset management businesses towards
should remain focused on cyber risk prevention when using personal devices to make transactions, including keeping one’s digital assets in a private wallet. The SEC recommends that service users allow
betterment of our society” Mary Leung, CFA, Head, Advocacy, Asia Pacific, CFA Institute, said, “Within the wide-ranging discussions about ESG issues, CFA Institute is specifically focused on the quality and
focused on cyber-threats, problems, obstacles, process of legislation, policies, and oversight, including best practices to ensure that the critical information infrastructure (CII) of the financial
tremendous future revenue. In fact, the company no longer focused on such business. Moreover, they did not review and verify the information on investment projects which was very significant to the company's
market as a channel for money laundering activities in line with international standards. Moreover, this effort forms an important part of the SEC’s preventive‑focused approach under its strategic plan
orders from such client. They just submitted trading orders as directed by {A}. Furthermore, they had never conducted KYC/CDD for the client because {A} prohibited them from doing so. Also, {B} received
application by using the name and signature of a friend of hers. In case of {B}, the SEC directed KTB Securities to conduct further probe into the case. As Panadda previously claimed, {B} admitted that she