Page 1 of 8 Form 35 – NRI CIS Checklist for NRI CIS Application Form Name of NRI CIS: ________________________________________________________ Name of CIS Operator

investors (retail ASEAN CIS) ( Asia Region Funds Passport (ARFP) ( Foreign ETF This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the

Republic of China and Thailand (HK-TH MRF) This form shall be signed either by a CIS Operator or an appointed intermediary of the CIS Operator and shall be submitted to the SEC Thailand within 45 days after

website at this link: https://www.led.go.th/th/views/?runno=82 The JKN bondholders can access the supplementary documents and filing guidelines for the debt repayment request on the Legal Execution

Department offices nationwide. The Request Form is downloadable on the Legal Execution Department website:  https://www.led.go.th/form/form.asp.The holders of IFEC bonds and bills can access the supplementary

unitholders supplementary information for decision-making and must report the monitoring results to the board of directors of the asset management company and SEC.The revision is made to align with the

และส่งเฉพาะ prospectus supplementary เพื่อ update ข้อมูลส่วนที่เปลี่ยนแปลง (ถ้ามี) และ pricing supplementary เมื่อจะเสนอขาย ทั้งนี้ เพื่อเป็นการอำนวยความสะดวกและลดภาระด้านเอกสาร กับบริษัท ในขณะที่ผู้

, the rules, which are currently in effect, should be revised with respect to maintenance of NC in case of abnormal increase in transaction volume of the business operator to the effect that the

are in accordance with the form and procedure provided on the website of the SEC Office: (a) An application and supplementary documents; (b) A letter certifying that the person has qualifications and

banking business and is under the supervision of an entity which has similar supervision to that of the Office; (4) “Securities business operator” means (a) Any company licensed to undertake securities