permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if
securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from the Office, if the service providers
Office grants permission to such securities company to use back office service as its request. Clause 5. It shall be deemed that the securities company have the permission in using back office service from
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
client upon the request to take care of the trading account. She also sought assistance from a team member, an investment consultant in the team who was in charge of this client's account, to execute the
persons which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the Capital
and in the manner which facilitates prompt inspection by the Office upon request. Clause 12 . This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr
9 and Clause 10 for a minimum period of two years from the preparation date thereof and in the manner which facilitates prompt inspection by the Office upon request. Clause 12. This Notification shall
currently in the process of drafting regulations, which are expected to be enforced within this year, that would permit the social enterprises, who are non-profit unlike ordinary businesses, to offer stock