licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
currencies in the capital market. 5 Chapter 2 Language for Submitting Information or Documentation and Financial Statements _______________________ Clause 9 A submission of information or documentation to the
, the person shall submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering
submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial
dividend payment (if any); (6) method of payment of money or other assets; (7) issuance and delivery of the entitlement documentation of investment units; (8) preparation of the register of investment units
evidentiary documentation related to its proprietary trading in accordance with the following rules: (1) the report on the purchase and redemption of investment units under (1) of Paragraph 1 of Chapter 11
Chairman to finalize the relevant details of investment and documentation. 3. The Board of Directors approved the organization restructure for the Company’s precision subsidiaries in consider of long-term
ตัวแทนซื้อขายสัญญาซื้อขายลวงหนาใน ตางประเทศ (ฉบับที่ 2) ลงวันที่12/05/2555 ประเทศนั้นและอยูภายใตการกํากับดูแลของทางการหรือหนวยงานทีท่ําหนาที่กํากบัดูแลดานสัญญา ซ้ือขายลวงหนา (regulated exchange