whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to

made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market

Knowledge Refresher Criteria for investment analysts. The goal is to enhance the knowledge refresher process to better align with their roles and responsibilities. The Capital Market Supervisory Board has

During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism

opinion of an independent financial advisor ("IFA") in the event of major changes;   (2) Allow the remaining shares from the preferential public offering (PPO)* to be offered for sale through PP (equivalent

consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed

received comments and recommendations from the public consultation at the end of 2022, the SEC has refined the wording of the criteria for more clarity. The key points are as follows:(1) Revision of

Bangkok, 25 February 2019 ? The SEC is seeking public comments on the proposed rules for intermediaries to provide assisting tools to asset allocation and investment planning. This would allow

money more efficiently, the SEC, with the approval of the Capital Market Supervisory Board at the Meeting No. 10/2565 dated 22 September 2022, is proposing a regulation that would require AMCs

According to the SEC’s public hearing in the fourth quarter of 2022, the majority of respondents expressed support for the proposed principles and draft regulations, and some also suggested that the