existing regulations regarding the qualifications of bondholders’ representatives, which have been in place since 2009 amid the changing circumstances. The SEC is therefore conducting the public
Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to
, of the Public Debt Management Act B.E. 2548 (2005). The Cabinet also approved the principles and the draft Finance Ministerial Regulation regarding the issuance of G-Tokens, as proposed by the Ministry
effort will strengthen capital market cooperation in accordance with the Memorandum of Understanding concerning Strengthening Economic Relation between the Government of the Kingdom of Thailand and Hong
whereby juristic persons or groups of persons from several sectors who are involved in the capital market in material matters would be entitled to propose a list of suitable candidates for the SEC Board to
made only to institutional investor and high net worth investor with specified investment experience, financial status or income, (2) CIS operator must be subject to supervision of ASEAN capital market
Knowledge Refresher Criteria for investment analysts. The goal is to enhance the knowledge refresher process to better align with their roles and responsibilities. The Capital Market Supervisory Board has
During January – March this year, the SEC conducted a public hearing on proposed amendments to the PVD Act to support the development of fund structure, enhance the member protection mechanism
opinion of an independent financial advisor ("IFA") in the event of major changes; (2) Allow the remaining shares from the preferential public offering (PPO)* to be offered for sale through PP (equivalent
consistency with the Stock Exchange of Thailand’s rules for IPO on LiVe Exchange. On 19 October 2021, the Capital Market Supervisory Board Meeting No. 13/2564 passed a resolution approving the proposed