244/3 and liable to the penalties under Section 296 of the SEA, as amended by the SEA (No. 5) B.E. 2559 (2016). Furthermore, Anupon, in his capacity as a manager of private funds under management of AEC

Private Limited Undertaking for Collective Investment in Transferable Securities (UCITS) (Luxembourg) (Active Management) / / / / ( / REIT ) 30 % 70 % 1. (Structured Note) 2. (Unlisted Securities

control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the wealth management business and through the commercial banking business distribution

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brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management. 1The provision under Paragraph 1 shall not be applicable to a licensee under Paragraph

Custodian dated 30 March 2001. Clause 2. In this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager

this Notification “Management company” means securities company licensed to undertake securities business in the category of private fund management. “Manager” means a person assigned by director of a

help promote capital allocation, risk management and investment of private sector, as well as to shape policy and supporting measures to achieve sustainability and climate change goals. Thailand Taxonomy

mechanism to help promote capital allocation, risk management and investment of private sector, as well as to shape policy and supporting measures to achieve sustainability and climate change goals

disclosed at www.sec.or.th. _____________________________   Notes:1. Institutional investors include:  (1) Asset managers under the SEC's supervision, e.g., asset management companies, private funds and