relationships and unity with personnel from the Association of Thai Securities Companies (ASCO), its members, and the Stock Exchange of Thailand (SET). On this occasion, the SEC, the SET, and ASCO member

market business personnel for 10 years, starting from 10 February 2018.   ___________________ *Violation of Clause 23(1) and possessing the prohibited characteristics of capital market business personnel

her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation

the approval for {A} as capital market investment consultant for complex products type 1** and investment planner, and banned him from applying for a new approval as capital market business personnel

Officer, Amata Corporation Public Company Limited. The press conference aimed to alert the public about frauds and fraudulent methods, including the fraudulent use of logos or names of personnel

: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012.

examinations recognized by the SEC and have work experience in preparing technical analysis researches. Also, they must not possess any prohibited characteristics of personnel in capital market. The consultation

system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and

Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012. The

securities trading orders is in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of