investors to use its services, either via its website or Facebook Page: {X1}. On 5 April 2021, the SEC issued a warning letter requiring {X1} to submit a written response but {X1} failed to submit a response
the civil monetary penalties above, the SEC released a public warning against solicitation for investment in Mandawee Tour on 11 August 2017 around the time when the SEC received the referrals to the
procedure for selling of high risk securities such as suitability test, key information disclosure and warning of the securities? high risks or complexity.? Mr. Vorapol added.
suppressing unlicensed digital asset businesses, while protecting users from lack of legal protection and mitigating risks of scams and money laundering.” Earlier, the SEC issued a public warning regarding
personnel under the first paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall govern them to be approved person according to such
paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall 1 The notification referred in this Clause means the Notification of the Capital
credibility of the Thai capital market as a whole; (4) the offer for sale of securities may cause [i] any damage or [ii] an unfair treatment to the investors as a whole or [iii] the investors not to obtain
warning statement that investors should consider laws and regulations of the [foreign] country which are the governing law as described in the securitization project. In this regard, the aforementioned
public warning of solicitation for investment in digital assets to be digital assets (called by many names such as coin, token or digital coin), as follows: (1) Every Coin(2) Orientum Coin or ORT Coin