e-service Online Submission See canceled document Business Operation Rules >> Branches (Section 92) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and
, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party dated 1 October 2018; “intermediary” means a securities company or derivatives intermediary, excluding venture
, received, stored or processed through electronic procedures. (3) “securities company reporting system” means https://publish.sec.or.th/nrs/3866pe.doc 7453pe.doc its possession ; 2. investing in or holding
: “Management company” means a securities company licensed to undertake securities business in the category of mutual fund management. “Closed-end fund” means a mutual fund which does not accept the redemption of
Management of Mutual Funds (No. 3), dated 1 November 1999, the Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification: “Management company
fund supervisor; “Mutual fund” means any open-end fund and closed-end fund; “Management company” means a securities company licensed to undertake securities business in the category of mutual fund