in filing for extension of approval, the SEC Office hereby issues the following order: Clause 1. In this Notification: “personnel in capital market business” means the following: (1) fund manager; (2
and Section 45 of the Constitution of the Kingdom of Thailand so permits by virtue of law, the Securities and Exchange Commission hereby issues the following regulations: Clause 1. The Notification of
TRANSLATED VERSION As of September 1, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
__________________ By virtue of Section 9 and Section 49 of the Derivatives Act B.E. 2546 (2003) , the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: (1)3
Notification shall come into force from 16 February 2017. Clause 2 The following Notifications shall be repealed: (1) Notification of the Capital Market Supervisory Board No. Tor Thor. 6/2557 Re: Provision of
providing guidelines in accordance with the aforementioned Notification, mutatis mutandis, and shall submit the following evidentiary documentation to the SEC Office: (1) an application form for offering for
Securities and Exchange Commission hereby issues the following regulations: Clause 1 The Notification of the Securities and Exchange Commission No. Kor Khor. 16/2551 Re: Approval for Undertaking of Derivatives
Act (No.4) B.E. 2551 (2008) hereby issues the following regulations; Clause 1. In this Notification, (1) “securities company” means any company licensed to undertake securities business; (2) “executive