) Form 90/91-1 Approval for Persons who are or will be Major Shareholders of the Securities Company 2. Report/Form (Notification of Securities and Exchange Commission) Form 90/91-2 Certification of
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange
Director or Manager of Securities Company B.E. 2553 (2010) 01/02/2010 01/02/2010 11. Notification of the Office of the Securities and Exchange Commission SorThor 49/2549 Rules on Exemption from
Securities Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who
virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major shareholders
Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major
holidays. Clause 8. In the case where the securities company has been permitted to open on different hours and days from that indicated in Clause 3(1) prior to the effective date of this Notification, such
___________________________________________________________________ Remark : The rationale for issuing this Notification is to prescribe the rules for appointing or allowing director, manager or person with power of management of one securities company to be or