, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing

Supervisory Board  TorThor. 7/2557 Rules, Conditions and Procedures for Selling, Repurchasing and Redeeming Units of Foreign Collective Investment Scheme   02/06/2014 01/07/2014 3. Notification of Capital

Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18

specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official

within the period specified in the notification of the Capital Market Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(2)(3)(4) Criminal Complaint Filed with an

specified in the notification of Capital Market Supervisory Board. This case is in the process of inquiry by the inquiry official. SEC Act S.56(1)(4) Criminal Complaint Filed with an Inquiry Official Dated

;), shall be liable for STARK’s failure to prepare and submit the reviewed financial statements for Q1/2023 to the Stock Exchange of Thailand within the period specified in the notification of the Capital

for JKN’s failure to prepare and submit the reviewed financial statements for Q1/2024 through the transmission system within the period specified in the notification of the Capital Market Board, due to

failure to prepare and submit the audited financial statements for the year 2023 through the transmission system of the SEC Office within the period specified in the notification of Capital Market

failure to prepare and submit the annual report for the year 2019 and 2020 (Form 56-2) to the SEC Office within the period specified by the notification of the Capital Market Board, resulted from the