ensure its staff act in compliance with this notification and the regulation prescribed by the securities company under this notification. 18 Amended by Notification of the Securities and Exchange
compliance with this notification and the regulation prescribed by the securities company under this notification. 18 Amended by Notification of the Securities and Exchange Commission No. KorThor. 37/2545 Re
on draft amendment to approval for paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing
, who will hear from JC members and industry about opportunities and challenges including on taxation, streamlining of regulation and the opportunities for service providers.New member initiativesThe JC
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางบุตรี หวังศิริรุ่งเรือง ผู้อำนวยการฝ่ายส่งเสริมนวัตกรรมทางการเงินดิจิทัล เข้าร่วมบรรยายหัวข้อ “Navigating Digital Asset Regulation
Climate Finance & Green Tokenization Seminar. She gave a presentation on the topic, “Climate Finance and Green Tokenization,” sharing insights and perspectives on promoting digital asset regulation among
. The briefing focused on enhanced collaboration between the SEC and the Stock Exchange of Thailand (SET) in areas such as capital market regulation, digital transformation for a sustainable digital
capital market, particularly regarding the development and regulation of digital assets. The two parties also shared views on the current landscape of digital asset operations, international investment
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an