: Rules, Conditions and Procedures for Securities Underwriting (No. 2) date January 10, 2011. 2 As amended by the Notification of the Capital Market Supervisory Board No. TorThor. 22/2555 Re: Rules
Capital Market Supervisory Board No. TorThor. 70/2552 Re: Rules, Conditions and Procedures for Securities Underwriting (Codified) _____________ By virtue of Section 16/6 and Section 113 of the Securities
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units of a mutual fund offered for sale to institutional or ultra high net worth investor in accordance with the Notification of the Capital Market Supervisory Board Re: Rules, Conditions and Procedures
ultra high net worth investor in accordance with the Notification of the Capital Market Supervisory Board Re: Rules, Conditions and Procedures for Establishment and Management of Mutual Funds Offered to
with this, such report shall be according to the rules and procedures as specified on the SEC Office’s website; In case of offering for sale of bonds under the Notification of the Capital Market
procedures as specified on the SEC Office’s website; In case of offering for sale of bonds under the Notification of the Capital Market Supervisory Board concerning Offer for Sale of Foreign Currency
means “connected person” in accordance with the Notification of the Capital Market Supervisory Board concerning Subscription, Underwriting and Allocation of Newly Issued Securities; (b) in the part
of the initiatives undertaken by the ACMF as part of the regional capital market integration plan endorsed by the ASEAN Finance Ministers in 2009.? The Framework enables fund managers operating in a
entities whereby additional criteria other than the oversight of general debt securities have been established. The is to implement more stringent procedures for screening the quality of debt securities