Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying
Page 1 of 2 Ref. GEL.CS.003/2561 27th February 2018 Subject: The disposition of warrants to purchase common stock of Millcon Steel Public Company Limited No.3 (MILL-W3) To: Director and Manager The
According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
, capital market offers additional fund source in a variety of channels including PE trust which will be an effective solution for both fund raiser and investors as it is managed by professional trust manager
(Translation) Ref. No. 1808/036EN August 10, 2018 Subject: Operating Result Clarification for Q2/2018 (Ending June 30, 2018) To: Director and Manager of the Stock Exchange of Thailand Ubis (Asia
of the qualifications of manager or equivalent position called by any other name with the highest responsibility for the line of work related to investment or the line of work related to capital market
Investor Contacts and Standards of Conduct ______________________ By virtue of: (1) Clause 3(2) of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for
Standards of Conduct ______________________ By virtue of: (1) Clause 3(2) of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of