. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private Fund Management Company
following regulations: Clause 1. In this Notification: “Mutual Fund Management Company” means a securities company licensed to undertake securities business in the category of mutual fund management; “Private
18/12/2009 company is licensed to operate derivatives business. Later, the company took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of
Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https
Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations https://www.sec.or.th/EN/Pages/Shortcut
Following an inspection report from SCB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units, SEC conducted a further inquiry and
SEC has received a tip from an investor that a Facebook account named “Japhoon” (meaning Catching Stocks) may operate business without obtaining a license from SEC. After further investigation of
licensed digital asset business operators only in case of deciding to invest in such product. The Licensee List and more information on digital assets are available on www.เสี่ยงสูง.com. It should be noted
สมาชิก ในหัวข้อ “Regulatory Standard and Measures for Licensed Digital Asset Business Operators in Preventing Mule Accounts” (มาตรฐานการกํากับดูแลและมาตรการสําหรับผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่ได้รับ