orders through his account and requested {A} to inform him afterward. {A} admitted that he had made the aforesaid agreement with the client and daily traded securities through client's account, at
? signatures in the application for opening trading accounts, signature card, and agreement for appointing an agent or broker of Fareast Securities Co., Ltd. Pailin was named as another defendant as the
: Clause 1 This Notification shall come into force as from 1 January 2015, except the following clauses: (1) Clause 12(4), which relates to arrangement of agreement between clients and derivatives advisors
43, Section 44 and Section 64 of the Constitution of the Kingdom of Thailand so permit by virtue of law, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall apply
) ................................................................................................................................................................ 2. Type of the Applicant: Juristic person established under Thai Law Limited company Public limited company Stock Exchange of Thailand Over-the-counter trading center Association related
/Public task basis Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under the jurisdiction of the SEC Office in compliance with the law. Every work areas
person obtaining the commercial banking business license under the law on financial institutions. “ net capital ” means the liquid capital deducted by risk haircuts . “ liquid capital ” means liquid assets
person obtaining the commercial banking business license under the law on financial institutions. “net capital” means the liquid capital deducted by risk haircuts. “liquid capital” means liquid assets