persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring and inspecting in
persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring and inspecting in
money and volume of transaction relating to the act, etc.; (3) the persons who have benefited from the act; (4) the nature of involvement of an individual in the act, such as being a principal, an
INFORMATION A. Memorandum and Articles of Association × B. Material Contracts × C. Exchange Controls × D. Statement by Experts × E. Sign offs or consents from persons advising the issuer in the preparation of
management; “Connected person” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to
” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
appropriate risk management in a timely manner; (5) assignment of roles and responsibilities of the accountable persons and the responsible persons for the management of information technology risk under Clause
appropriate risk management in a timely manner; (5) assignment of roles and responsibilities of the accountable persons and the responsible persons for the management of information technology risk under Clause
หัวข้อ (Translation) No. Tor.For 5/2018 January 25, 2018 Subject: Transactions with the connected persons and Appointment of the Company’s Executives To: The President of the Stock Exchange of