to take interest in performing transactions related to digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1
digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1 ... >> > < 1 ... >> > Previous 1 2 3 4 ... Last Next
performing transactions related to digital assets in various forms such as investment in digital assets , accepting https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9024 < 1 ... >> > < 1 ... >> > Previous
trading platforms. This is because behaviors that constitute soliciting individuals in Thailand are more clearly defined, such as offering payment options in Thai Baht to investors, accepting payments
bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription
according to the investor’s orders. She also counterfeited the investor’s signature to apply for an ATM card for the banking account the investor had opened for the purpose of accepting redemption money
to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via
agencies for mutual funds, securities registrars; 6. Head Front/Investment (deputy managers or equivalent positions/assistant managers or equivalent positions/ departmental directors or equivalent positions
หรือผู้ปฏิบัติงานที่มีหน้าที่ควบคุมดูแล เช่น กรรมการ ผู้จัดการ ผู้จัดการสาขา Head Front/Back/Risk/Compliance Fund Manager เป็นต้น 3. หลักการลงโทษผู้บริหาร ใช้หลักการเดิม โทษของผู้บริหาร สูงกว่า โทษของ