during the course of business undertaking; (7) “ investor contact ” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment
business undertaking; (7)1 “investor contact” means any person who performs duties in contacting, soliciting, giving advice or planning related to the purchase or sale or investment in securities for
เลือกกองทุน วางแผนการลงทุน การเริ่มต้นลงทุน DCA/กลยุทธ์การลงทุนต่าง ๆ การจัดพอร์ตลงทุน (Portfolio Wealth Advice) เครื่องมือรู้จักตัวเอง และคำแนะนำจัดสรรวงเงิน เครื่องมือคำนวณเงินลงทุนลดหย่อนภาษี
advice in relation to the SEC rules and regulations and disclosable information for a more efficient investor rights exercising process”, said the SEC Secretary-General.The SEC has continuously supported
enhance investors’ understanding of investment fraud and scams, helping them protect themselves from becoming victims. The SEC team provided advice on investment fraud prevention to visitors and
contestants advice for further improvements. The event was held on 1 November 2023 at the SEC Office. The hackathon judges comprised (1) Mr. Sanamchai Pandee, Innovation Counsellor, National
had affixed signature on subscription orders, redemption orders and switch orders of investment units, in his position as investment consultant, without meeting with or giving advice to a client in
of action against the impersonating Facebook account. In addition, the SEC has set up a special investor support team to give assistance and advice to BX clients via 24-hour Help Center Hotline 1207