: Approval for Personnel of Business Operator to Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012 as well as has prohibited characteristics under Clause 6(3) of the

Giving Investment Advice dated January 18, 2012 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the Notification of Capital Market Supervisory Board No

for DSI to consider further legal action. In this connection, such criminal complaint resulted in Mr. Nantawat having a prohibited characteristic for acting as a capital market auditor

ultimate controlling persons through both direct and indirect shareholdings, and requires that major shareholders are not subject to prohibited characteristics, such as being under allegations or legal

shall be paid within ten days as from the date the SEC Office notifies the result of preliminary consideration that applicant possesses qualification and does not possess prohibited characteristics: (1

Prohibited Characteristics of Persons who are or will be Major Shareholders of the Securities Companies.   23/05/2002 16/06/2002    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

optimal use of digital assets https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8264 SEC public hearing on draft regulations related to services on privacy coins business licensees would be prohibited

://publish.sec.or.th/nrs/2249pe_r.pdf SEC public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List.   The consultation paper is

public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators List.   The consultation paper is available at www.sec.or.th

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8259 SEC public hearing on proposed amendments to arbitration rules possession of prohibited characteristics by the persons on the SEC Arbitrators