Economic Crime Suppression Division (ECSD) on the ground of performing duties dishonestly when he failed to disclose IFEC default on its bills of exchange. In addition, the SEC has instructed IFEC directors

ASEAN will help drive the flow of useful and relevant information to the ASEAN capital markets.?Mr. Asih Ariyanto, Head of Accountancy Professions Inspection Division, PPPK (Indonesia) said ?The AARG will

Bangkok, August 10, 2011 - The SEC and the Economic Crime Division of the Royal Thai Police (ECD Police) raided and filed a criminal complaint against {X1} Co., Ltd. and related persons for

funds with discipline to eventually achieve their goals in different time horizon.?Kesara Manchusree, SET Executive Vice President and Head of Markets Division said ?Investment in capital market has

, within the period specified in Clause 30, it appears that the approved entity for the offer of bonds for sale on a program basis is unable to maintain its qualifications in accordance with Division 1, the

agencies: Data for consideration of approval and inspection of wrongdoings from the Bank of Thailand (BOT), the Office of the Insurance Commission (OIC). In the case where no wrongdoing is detected, the SEC

wrongdoing is detected, the SEC Office will not store such data. 3.2 Data for verification of wrongdoing from the integrated public information and government services database ( https

capital market. Chapter 1 Application for Approval as Auditor in the Capital Market ___________________ Division 1 Filing of Application ______________________ Clause 7 Any person intending to be an auditor

Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving advise to the investor or client of a securities

October 2006. (Unofficial Translation) Page 5 of 12 Division 1 Contacting, Soliciting, or Giving Advice to Client and Performance of Duties as Professional Clause 10.12 In contacting, soliciting or giving