by Ms. Noppawan Suwan and Mr. Viroj Arnokkaeo, who allowed their separate trading accounts to be used for the YCI transactions in exchange for compensation.  Such market manipulation was in violation

and adequate risk diversification. Provident funds will be allowed to invest up to 15% of net asset value of each fund or each policy in alternative assets, for example, commodities fund, instrument of

allowed Wichai to use the document in committing the said acts. The SEC therefore requested the DSI to investigate whether the act of such company secretary would be considered aiding or abetting Wichai?s

preparation of the minutes of the board of directors? meeting was the one who prepared and signed the minutes disregarding the fact that there was no such meeting. The company secretary's act allowed {A} to use

take precaution to ensure that only the SEC approved investment consultants are allowed to give advice to the investors. Their compliance with the relevant rules must also be completely fulfilled; for

quality improvement not only indicated effectiveness and efficiency of companies? business operation throughout the year, but also allowed shareholders to seek clarification from the management. This year

trading transactions had no source of orders. It was also found in the recorded conversation that {A} had been allowed by the client to make securities trading decision. He informed the client of the

share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not

to via postal mail;?4. Supervision of Provident Fund Management: The responsibilities and qualifications of fund committees would be further prescribed, and the fund registrar would be allowed to

the market price and the agreed price. In Q3/2010, THL clarified that the foreign bank had temporarily allowed suspensions of debt repayment and gold delivery for the purpose of negotiation on the