Securities and Exchange Act B.E. 2535 (1992) (SEA). The Settlement Committee, therefore, imposed a penalty fine of 80,995,415.67 baht on him.In this regard, the SEC appreciated cooperation and assistance

Public hearing on the regulation governing offer for sale of ASEAN Collective Investment SchemeBangkok, April 20,2012 - The SEC will allow offer for sale of ASEAN Collective Investment Scheme ("ASEAN

regulator which is a member of International Organization of Securities Commissions (IOSCO) and Signatory A of IOSCO MMOU concerning Consultation and Cooperation and the Exchange of Information, (3) CIS

cooperation from listed firms, yielding continued improvement in the area. We also run a volunteer campaign on investors? rights protection, inspiring investors to voice their opinions and constructive

Awards 2011-2012,? organized by Thailand Management Association (TMA) in cooperation with National Electronics and Computer Technology Center (NECTEC), Software Park Thailand, and College of Innovation

Socatiyanurak, SEC Secretary-General said that the SEC hosted ?Modern business, attentive and ready for any situation?, the first ?SEC for CEO Forum? in 2017 to strengthen cooperation and exchange experience and

Bangkok, February 11, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that  the SEC Board has approved draft regulation on the offering of ASEAN Collective Investment Schemes (ASEAN CIS

management system must be made and reviewed on a continual basis. ?The SEC and the AIMC have continual cooperation to lift up the standard of Thai investment management business to comply with the

financial reports on the close cooperation with all related parties, including auditors, accountants, audit committees, listed company executives as well as related accounting and audit regulatory bodies

Bangkok, February 1, 2013 ? The SEC, in cooperation with the Association of Thai Securities Companies (ASCO), has urged securities companies to strengthen their Know-Your-Customer/Customer Due