allowing the trading account to be used for the YCI transaction in exchange for compensation. The public prosecutor issued a non-prosecution order. The case was final. SEC Act S.243(1) in conjunction
Code. The public prosecutor issued a non-prosecution order. The case was deemed final. DV Act S.343 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 18/12/2009
. Later, she took possession of the deceived investors’ assets. Such actions were deemed to be a public frauds under Section 343 of the Criminal Code. The public prosecutor issued a non-prosecution order
shares inconsistent with the normal market condition, to lure the public into the trading. The public prosecutor issued a non-prosecution order. The case was deemed final. SEC Act S.243(2) in
Administration Department Director, and (5) Miss Suttirat Sewee, TUCC Director and Finance and Account Department Director, is making false record on sale of black steel. The public prosecutor issued a non
using material non- public information for Mr.Suwat's profit. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
1. Basic info แบบรายงานผลการตรวจสอบด้านเทคโนโลยีสารสนเทศและ แผนการปรับปรุงแก้ไขข้อบกพร่อง ("แบบรายงานผล IT audit") Version: 1/2566 Confidential ภายใต้ประกาศสำนักงานคณะกรรมการกำกับหลักทรัพย์และ
efficiently use within appropriate time, including having security system sufficient to prevent an access or amendment of such information by non-responsible person. Clause 11. Derivatives broker shall arrange
amendment of such information by non-responsible person. Clause 11. Derivatives broker shall arrange to have evidence related to the derivatives trading and maintain such evidence in complete and up-to-date