members, to its benefits, such as, seminars, knowledge media, company public relations, as well as awards for companies who achieved certain qualifications. More information and application form can be
from 16 February 2018. Clause 2 In the application forms and the registration statement as prescribed in this Notification: “institutional investor”, “ultra-high net worth investor” and “high net worth
from 1 May 2015. Clause 2 In this Notification and the Application Form stipulated herein: The terms “institutional investor”, “listed company”, “parent company”, “subsidiary”, “same-level subsidiary
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008 4. Notification of the Securities and Exchange Commission 58/2547 25/11/2004 16/12/2004 5
/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to
/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to
/08/2000 05/09/2000 2. Notification of Capital Market Supervisory Board TorThor. 45/2553 Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to
Companies shall comply with the provisions concerning offerings of covered funds in the same manner as offerings under ASEAN CIS and ARFP, mutatis mutandis. - In the case where a covered management company in
the registration as a derivatives business operator must be a juristic person as follows: (1) a commercial bank under the law on commercial bank; (2) a financial company under the law of finance