Miss Wantana Suk-udom Miss Wantana Suk-udom, Senior Director of Accounting, shall be liable for Asia Wealth Securities Public Company Limited [“Asia Wealth”] order or an act of any person or a
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
ENERGY MAHANAKHON COMPANY LIMITED This case is in the process of inquiry by the inquiry official. SEC Act S.34 Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023
ASIA WEALTH SECURITIES COMPANY LIMITED This case is in the process of inquiry by the Criminal Court. SEC Act S.97 Criminal Complaint Filed with an Inquiry Official Dated 06/03/2024
Civil Construction Services and Products Company Limited Between 19 July 2018 to 30 October 2020, Civil Construction Services and Products Company Limited (“CCSP”) offered for sale newly issued
Family Corporation Company Limited Between August 11, 2017 and August 5, 2020 Family Corporation Company Limited offered for sale newly issued securities in the category of promissory note without
Ngern Tid Lor Public Company Limited Ngern Tid Lor Public Company Limited offer to sell newly issued securities in the category of Bill of Exchange (B/E) without approval from the SEC Office by