? written authorization. She also arranged payments for traded securities ordered by other individuals. Moreover, the SEC found that Meaunchit had requested to transfer trading transactions to the company?s
Department of Special Investigation (DSI) after finding indicates that this group of people traded shares of Karat Sanitaryware Plc. ("KARAT") by using information that Apichart obtained while performing duty
approximately 600,000 ? 700,000 baht. Since then, his client told him to stop trading, but he traded again on January 5-6, 2012. Theera admitted he had traded derivatives for his client during aforementioned
him to stop trading, but he traded again on January 5-6, 2012. {A} admitted he had traded derivatives for his client during aforementioned period and also made trading decisions during January 5-6, 2012
cover at least the following managements and systems: (1) determining strategies, policies, objectives and operational procedure clearly, thoroughly and obviously; (2)3 determining organization structure
clearly, thoroughly and obviously; (2)3 determining organization structure, roles, authority and responsibility of directors, executives and other personnel of the intermediary clearly. (3) having
be long-term equity funds (LTF), retirement mutual funds (RMF) or exchange traded funds (ETF);- Redemption of investment units can be paid by securities and other assets in lieu of cash.The
, had traded KARAT shares by using inside information before it was publicly disclosed on July 3, 2002. DSI later referred the case to public prosecutor who issued a prosecution order against Apichart
Linkage. ?The Ministry of Finance has recently issued ministerial regulation on exemption of capital gain tax from selling of securities listed on exchanges in ASEAN members and traded through SET trading