approved by the Office, or (c) being permitted by a foreign capital market regulator, which is accepted by the Office, to perform the duties similar to fund manager. Clause 8. Any person to be approved to be
(Level 3) in Chartered Financial Analyst (CFA) or Certified Investment and Securities Analyst (CISA) or any other equivalent courses as approved by the Office, or (c) being permitted by a foreign capital
the Exchange )c) be in the process of rectifying its financial statements or reports required to be prepared under Section 56 or Section 57 or as ordered by the SEC Office or the Exchange; )d) have an
Company based on the assumption that the rights under the warrants are exercised in full and ACO I will become a majority shareholder of the Company with a direct shareholding of 17.84 percent of the total
issued ordinary shares to accommodate the adjustment of rights for the warrants of the Company based on the assumption that the rights under the warrants are exercised in full and ACO I will become a
Offering) and the allocation of the newly issued ordinary shares to accommodate the adjustment of rights for the warrants of the Company based on the assumption that the newly issued ordinary shares offered
(the “Investment Disposal Transaction”). The Board of Directors’ consideration and approval of such disposal of investment in SUTG is in line with and based on the results of consideration and study on
investment in SUTG (the “Investment Disposal Transaction”). The Board of Directors’ consideration and approval of such disposal of investment in SUTG is in line with and based on the results of consideration
Stock Exchange under Section 57 or Section 199 in conjunction with Section 57, as the case may be; (c) the applicant shall not be in process of rectify its financial statements or reports required to be