Re: Filing and Exemption from Filing of Registration Statement for Debt Securities Offering (No.3)

Filing and Exemption from Filing of Registration Statement for Debt Securities Offering (No. 4)

Selling of Newly Issued Debt Securities and Derivative Warrants of Securities Issuer (codified)

Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities

statistics, debt instrument issuance was used to raise fund in a great number; for instance, long-term bonds issued by listed companies accounted for almost 500 billion baht. Study on investor behaviors and

party serving as the trust manager under the trust instrument; “financial advisor” means a financial advisor in the list approved by the SEC Office; “registration statement” means the registration

debt instrument Heading Disclosure of Information Important Information of the Structured Notes 1. Types of structured notes: Specify the type, features and underlying of structured notes, for example, a

of Foreign Company to Offer for Sale of Newly Issued Debt Securities in Thai Baht dated 22 December 2016; (2) Notification of the Capital Market Supervisory Board No. Tor Jor. 29/2560 Re: Rules for

Deposit Baa1 Baa1 Baa1 Short-term Deposit P-2 P-2 P-2 Senior Unsecured Debt Instrument Baa1 Baa1 Baa1 Subordinated Debt Instrument Baa3 Baa3 Baa3 Financial Strength (BCA) baa2 baa2 baa2 Outlook Stable

services relating to capital market products . Division 1 Compilation and assessment of client information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s