evidence relating to the operation to facilitate the operation audit; (2) Arrange to have personnel to perform duties as fund manager, subject to approval of the Office, and arrange to have contact persons
? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re
the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of
approval period. For the purpose of submitting this application by post, I hereby consent to formally interact with the SEC Office and be officially informed by the SEC Office via e-mail. In addition, in
mutual fund had been given an approval by the Office in accordance with the rules, conditions and procedures as specified in the notification of the SEC.
Supervisory Board No. Tor Jor. 15/2563 Re: Application for Approval and Granting of Approval for Offer for Sale of Newly Issued Shares (No. 8) By virtue of Section 16/6 of the Securities and Exchange Act B.E
Securities Sheft Approval Investor Alert Securities Reference Info Listed Company Last updated on 13 January 2025
contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of a one-year extension of the maturity date; Agenda Item 2: Consideration for approval of a partial