Bangkok, January 14, 2015 ? The SEC suspended {A}, a securities investment consultant of Finansia Syrus Securities PLC., for trading securities on behalf of client and seeking benefits from the
applicant that is the Thai entity, and such Thai entity shall comply with this Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for the Issuance
Notification and the Notification of the Capital Market Supervisory Board concerning Application and Approval for Offer for Sale of Structured Notes. Clause 6 Submission of documents or evidence to the SEC
(1992); “Commercial Bank” means commercial bank under the law on commercial bank business. Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3 . Derivatives broker shall
bank under the law on commercial bank business. (Translation) -2- Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3. Derivatives broker shall use derivatives investor
(1992); “Commercial Bank” means commercial bank under the law on commercial bank business. (Translation) -2- Chapter 1 Criteria for Approval to Use Derivatives Investor Contact Service Clause 3
, the Company has provided the financial assistance to subsidiary company as proportionally to its shareholding and based on general trading conditions, the Company will be exempted from an approval of
Digital Asset Business Registered Person Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process Handbooks / Best
Lijiang Banyan Tree Gallery Trading Co., Ltd. ("LBTG"), a wholly owned subsidiary company incorporated in the People’s Republic of China as detailed below: 1. Date of transaction: August 17, 2017 2. Parties