the operation and various risks pursuant to Paragraph 1. Clause 23 Each derivatives clearing house shall establish a plan for recovery or an orderly wind-down, with approval of its board of directors
Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries _____________________________ By virtue of
translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of
operation of the office; (2) efficient management system which are at least operating, compliance and information management system, including sufficient personnel. It shall be deemed to obtain an approval
/2558 Re: Granting of Approval of Financial Advisors and Their Scope of Work (No. 5) dated 23 March 2015 (effective on 1 May 2015). 15 (1) the actual result of operation is significantly different from
. Notification of the Securities and Exchange Commission No. KorKhor. 9/2552 Re: Rules on Application for Obtaining Approval and Granting to Perform Trust Business ___________________________________ By virtue of
operation of the company in a significant manner, whether as a result of being a shareholder or authorized under an agreement or any other matter, especially a person falling under any of the following
classified as the connected transaction with the following details: Transaction date : After the approval of the Board of Directors’ meeting. Connected parties : Employee : The Subsidiary of Quality Houses
e-service Online Submission See canceled document Business Operation Rules >> Branches (Section 92) Type Title Section See Document Status Notified Date Effective Date 1. Act Securities and