12/2558 03/04/2015 01/06/2015 10. Notification of the Office of the Securities and Exchange Commission Guidelines for Application and Approval for Appointment of Person to be Director and Executive
the approved applicant for a public offering of debt securities in a medium term note program (MTN) under the Notification of the Capital Market Supervisory Board Re: Application and Approval for Public
translation is strictly for reference. 3 Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Lor Thor. 8/2557 Re: Approval of Personnel in the Capital Market Business ___________________
Office hereby issues the following regulations: Clause 1 The Notification of the Office of the Securities and Exchange Commission No. Sor Thor/Nor. 19/2550 Re: Application Form for Approval of Agricultural
a third party under this Notification shall be deemed to have obtained an approval from the SEC Office. Clause 3 In the case where an intermediary intends to outsource the function which is investment
Exchange Commission SorNor. 43/2544 Rules, Conditions and Procedures for the Approval of Mutual Fund Managers 28/09/2001 01/10/2001 Reports/Forms 9. Notification of the Office of the Securities and
to seek Approval of the Major Shareholder (No. 5) B.E. 2569 (2026), dated 6 February 2026. Effective from 21 February 20262. The Notification of the Ministry of Finance Re: Prescription of Conditions