Notifications relating to Issuance and Offer for Sale of Securities by virtue of Securities and Exchange Act B.E. 2535 (1992). Clause 7/12 A derivatives broker shall calculate value of instrument or securities in
; (6) asset value of mutual fund; (7) issuance of investment units and an increase or reduction of registered capital whereby there shall be a requirement specifying that the management company shall
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
Acquisition and Disposition of Assets B.E. 2547 (2004) (as amended) (collectively the “Notifications on Acquisition and Disposition of Assets”). Upon calculation of the value of the Asset Disposition
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https