Mekong region. It reflected the shared visions and regional support toward the SEC Thailand?s initiatives in building a network for Mekong capital markets cooperation. I am confident that with active
supporting development of infrastructure projects. Infrastructure fund will also lessen the government?s budgeting burden and public debts. We expect to see active cooperation among all related parties in
), the Emergency Decree on Digital Asset Businesses B.E.2561 (2018), respectively.The SEC Thailand has been an active ordinary member since 1992 and a signatory to the IOSCO MMoU. As an ordinary member
) เพิ่มให้กองทุนรวมอีทีเอฟ สามารถลงทุนโดยใช้กลยุทธ์การบริหารจัดการในลักษณะเชิงรุกได้ เพื่อมุ่งหวังผลตอบแทนที่สูงกว่า benchmark (active ETF)(2) ปรับปรุงแนวทางการพิจารณาของดัชนีอ้างอิงให้มีความชัดเจนและไม่
rules to facilitate issuance of Green Bond, Social Bond or Sustainability Bond and provided the issuers with clearer understanding of the guidelines on the issuance and disclosure requirements, as follows
Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications (Section 103, 104) |- Auditors |- Reporting Requirements |- Fees
Companies | - |- Registered Companies | - |- Know Your Clients | - |- Risk Disclosure | - |- Books & Records Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control
Companies | - |- Know Your Clients | - |- Books & Records Requirements | - |- Online Submission | - |- Risk Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of
In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as
giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service