capital market to focus on offering financial advisory and planning services that can be accessed by a wider public at a low cost. ” SEC joins with business operators in the capital market from consulting
) implementing the portfolio according to the asset allocation plan; (4) monitoring and rebalancing the portfolio; and (5) providing consolidated reports for customers’ review;2. The wealth advice service
) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5) Understanding
company's management and monitoring on personnel systems did not comply with professional standards. In this regard, the SEC warned KPMG Phoomchai Business Advisory Ltd. to emphasize on compliance with
persons or a person acting on behalf of, or at the direction of, or an undertaking controlled by such persons; (3) inform the AMLO of such frozen assets; and (4) inform the AMLO of a customer or former
subsidiaries stood at Baht 44,347 million, decreased 4.3% from those of 31 December 2016. Changes in key assets can be summarized below. Cash and bank deposits (Including current investment) as at 30 June 2017
ออกเสียงต่อผู้ลงทุน เพื่อให้ผู้ลงทุนเข้าถึงและรับทราบข้อมูลดังกล่าวได้โดยสะดวก เช่น การเปิดเผยข้อมูลทางเว็บไซต์ (Web site) เป็นต้น โดยข้อมูลที่เปิดเผยควรมีสาระอย่างน้อยดังต่อไปนี้ (รายละเอียดตามภาคผนวก
carried out as planned and expected the new buildings will be ready to be use in 3Q2021. At present, the Company is now adjusting construction drawing, system work, and also working for the environmental
Following the SEC's monitoring and examination of Bitazza operations, it was found that the company has significant deficiencies in critical systems related to the operation of digital asset business
during the OECD-Thailand Seminar on Financial Inclusion and Financial Literacy in Asia, the event co-hosted by the SEC and the Bank of Thailand at the Mandarin Oriental Hotel, Bangkok from December 16-17